Ubs Agreements And Disclosures

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On this page you will find primary account agreements and other disclosures that we need to make available to all UBS clients in a comfortable place online. You will also find information here about the protection of the account you receive as a UBS client. For more information on PCIS, see UBS Financial Services Inc. is not a bank. Unless otherwise stated, securities and other investments held through UBS Financial Services Inc. are not FDIC insured, are not guaranteed by banks and may lose value. Taiwan Wealth Management and other regulatory advertising positions OBU Foreign Securities Dealing business time: 9:00 – 18:00 UBS has supplementary insurance in addition to standard SIPC account coverage. Subject to insurance terms and restrictions, cash holdings are available for all your accounts that operate in a specific function at UBS Financial Services Inc.

up to $1.9 million. As of December 10, 2019, the maximum amount will be paid to all UBS Inc. financial services. Customers under the supplemental directive amount to $500 million. A full copy of the text of the Directive is available on request. Customers can ask the bank to verify, if necessary, the registration status of fiduciary staff with a customer-oriented function, specifying that customers can call the emergency line (02-8722-7720) to request such information. . As a UBS client, your accounts are subject to certain safeguards that would come into effect in the unlikely event of a financial failure of UBS Financial Services Inc. The firm is a member of the Securities Investor Protection Corporation (SIPC), which protects its members` securities clients up to $500,000 (including $250,000 for cash receivables). Explanatory brochure available on request or from For more details on the company`s SIPC protection, including restrictions, see the Additional Disclosures section of the Agreements and Disclosures brochure.

The provision of a personal account for use by criminal groups may be considered complicity in the crime of fraud. In accordance with Article 15 of the Law of 28 December 2016 on money laundering, the use of a pseudo-name may be prosecuted when opening accounts with financial institutions or inappropriately acquiring the accounts of others. A sweet memory – please manage your account properly. Do not provide your national identity cards, passport booklet, account number, bank card or password, or allow others to use them. . As always, please contact your financial advisor with any questions. In the meantime, we value your business and look forward to helping you achieve your financial goals. Source of information: Securities Investment Trust & Consulting Association of the R.O.C. (SITCA), April 2019 version, for reference only. This information includes funds that are not provided by the Bank and the Bank is not required to provide certain funds or classes of fund units contained in this information. Important information about your UBS Visa credit card account (select stages and first program) In order to protect the rights and interests of the investor and to avoid behaviour related to mislisting, investors are invited to visit the website of the Securities Investment Trust & Consulting Association of the R.-O.C (“SITCA”) for details of the fund`s remuneration. UBS provides you with the SITCA website as a reference.

R.O.C Securities Investment Trust & Consulting Association (Website: please visit “Learn More About Fund Compensation” under “Fund Investment Propaganda”). . . .